Atlanta RIA Compliance Lawyer

Get The Legal Help You Need

Atlanta RIA Compliance Lawyer

When running an RIA, your main goal is to make money for your firm and clients. While revenue-generating activities take up your time and energy, SEC compliance is also critical. SEC compliance protects your firm from costly investigations, fines, and lawsuits, so you can continue to grow your RIA. My RIA Lawyer helps Atlanta RIAs maintain compliance in all aspects of the business. Whether you hire our Atlanta RIA compliance lawyer for a consultation or to take over your compliance department, we are here to help. We even have an RIA Compliance University to guide you along the way. Compliance problems can damage your firm’s revenue stream and reputation, so contact My RIA Lawyer immediately. Whereas most compliance providers will give you checklists or templates, we custom design these things for you. We come in and do the audit with you so that you fully understand what needs to be fixed and how you can do that. As a law firm we can also help you with other aspects of compliance such as writing contracts or protecting you from arbitration claims.All of our services are catered to fit your needs and done with you.

What does done with you mean?

We are high touch-point, we will work with you until something is complete and we won’t ignore you just because you reached a monthly quota.

If you are looking for a premium compliance service that is catered to your needs so that you can focus on your firm and clients rather than compliance, reach out as we would love to help you.

From doing it with you to do it for you, you can pick the package of service that best suits your firm. We don’t limit the amount of time you talk with our team or the amount of time we spend on your compliance. Our goal is to get the work done, knowing what the regulators are going to be looking for when they conduct their exams.

Whereas most compliance providers will give you checklists or templates, we custom design these things for you. We come in and do the audit with you so that you fully understand what needs to be fixed and how you can do that.

As a law firm we can also help you with other aspects of compliance such as writing contracts or protecting you from arbitration claims. All of our services are catered to fit your needs and done with you.

What does done with you mean?

We are high touch-point, we will work with you until something is complete and we won’t ignore you just because you reached a monthly quota.

If you are looking for a premium compliance service that is catered to your needs so that you can focus on your firm and clients rather than compliance, reach out as we would love to help you.

RIA Compliance Lawyer in Atlanta, GA

Our Atlanta RIA compliance lawyer can tailor a solution for your needs. We offer the RIA Compliance Bootcamp, compliance consulting, an outsourced compliance department, and the RIA Compliance University. In addition, our firm handles:

  • FINRA arbitration
  • C-suite services
  • SEC compliance
  • FINRA expungements
  • General counselor for RIAs
  • SEC mock exams
  • Private funds
  • Securities litigation
  • RIA registration

With our help, you won’t have to worry about running afoul of the law. Instead, you will know that you are in full compliance at all times. The SEC constantly monitors RIAs for violations, so this is critical.

Our Review Sites

Atlanta serves as the capital of Georgia and is the largest city in the state. The city is one of the country’s fastest-growing metropolitan areas due to numerous commerce, cultural, and entertainment opportunities. With professional sports, museums, outdoor spaces, and more, Atlanta is easily one of the country’s most breathtaking and exciting cities. Atlanta also has a bustling financial scene. As an Atlanta RIA compliance attorney, My RIA Lawyer is pleased to help firms of all sizes manage compliance issues and follow the SEC’s guidelines.

Proudly Serving

Clients Nationwide

My RIA Lawyer

400 Galleria Parkway
Suite 1500
Atlanta, GA 30339
Phone: (770) 462-2118
Hours: 9 a.m.-6 p.m., M-F

Nearby Places Restaurants

Hotels

Tell Us What Happened
to Evaluate Your Case

Call Now: (770) 462-2118 Or
Enter Below

* Required Fields

We respect your privacy. The information you provide will be used to answer your question or to schedule an appointment if requested.

Contact Us

Contact Us Today For Case Evaluation

* Required Fields

We respect your privacy. The information you provide will be used to answer your question or to schedule an appointment if requested.

Testimonials

Professional Associations

Recent Blogs

Scroll to Top