Atlanta RIA Lawyer

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Atlanta RIA Lawyer

Managing SEC compliance and regulations can be a full-time job. It adds to the stress of running an RIA, and the anxiety worsens if you’re unprepared for an SEC examination or find yourself under investigation. Fortunately, you do not have to handle these tasks yourself. My RIA Lawyer provides a full range of legal services for solo advisers and RIAs. From managing compliance to mock SEC exams and securities litigation, we will help you stay on top of regulations, make necessary changes, and more. You can even outsource tasks to our Atlanta RIA lawyer, so you’ll have more time to spend on revenue-making activities. Contact us today for a free 30-minute consultation to go over your needs.

RIA Lawyer in Atlanta

RIAs are governed by complex rules and regulations, and the SEC constantly looks for violations. Due to the complexity of the law, hiring an Atlanta RIA lawyer that specializes in the registered investment advisory space is critical for your overall success. My RIA Lawyer provides solo advisors and RIAs with a wealth of services that cover all needs. These services include:

  • FINRA, JAMS, AAA arbitration
  • FINRA expungement
  • Private funds
  • C-Suite services (CCO, CFO, COO, General Counsel)
  • SEC compliance
  • Corporate Governance and HR for RIAs
  • RIA registration
  • SEC mock exams
  • Securities litigation and regulatory defense

Along with utilizing our legal services, you can enroll in our RIA Compliance University to receive live training and more. With our help, compliance issues will be a thing of the past.

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Atlanta is Georgia’s largest city and the state capital. The bustling city is home to professional sports teams, delicious cuisine, and gorgeous outdoor spaces, including the BeltLine. With so many opportunities, new residents flock to the city, making it one of the fastest-growing metropolitan areas in the country. The city is home to numerous financial firms, including RIAs. My RIA Lawyer helps Atlanta’s RIAs with pressing legal needs and compliance issues.

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My RIA Lawyer

400 Galleria Parkway
Suite 1500
Atlanta, GA 30339
Phone: (770) 462-2118
Hours: 9 a.m.-6 p.m., M-F

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