RIA COMPLIANCE UNIVERSITY

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RIAs + COMPLIANCE

Included is a monthly live video training on a specific compliance topic. Some of the more popular topics of interest or concern are marketing, IAR onboarding, terminations, client complaints, performance reporting, benchmarks, outside business activities, silent owners and unlicensed owners, remote supervision, branch offices and more.

Included is a monthly live Q+A to bring all your questions to the table and also hear other like-minded individuals ask their compliance questions. This will be an hour long call where you can come prepared to talk off the cuff with one of our team members. 

Receive a monthly free piece of material from My RIA Lawyer. This ranges from free guides, templates for your office/business use, and how to videos.

Joining the university subscription is $299 a month. We know! What a deal.

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