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December 2017 Newsletter

December 2017 Newsletter | Atlanta, GA 30339 | (770) 343-7299

Click here to check out our December 2017 newsletter!

Be sure to sign up to get all of My RIA Lawyer’s newsletters delivered straight to your inbox. This month we discuss when you may be deemed to have custody of client funds and assets.  Also, January 1 is the last change to get $500 off of current pricing when you engage us to complete your annual Form ADV amendment. Contact us today if you have any questions!

Author Bio

Leila Shaver is the Founder of My RIA Lawyer, a law firm that provides compliance and legal consulting for financial institutions. With extensive experience as a securities attorney and compliance expert, she has served as Chief Compliance Officer and General Counsel to RIAs, BDs, and TAMPs with billions in assets under management.

Leila understands the challenges RIAs face and is committed to helping RIAs streamline their processes, mitigate risks, and ensure compliance with regulatory requirements. She received her Juris Doctor from Atlanta’s John Marshall Law School and is a West Georgia Young Lawyers’ Association member. Leila has received numerous accolades for her work, including the Carroll County Bar Association’s Outstanding Young Lawyer Award in 2017.

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