Frequently Asked Questions

CREATION

A limited liability company (LLC) is a company that offers corporate liability protection, but usually operates
and is taxed as either a sole proprietorship or a partnership.

  • Owners of a LLC are referred to as members, and
  • The people who operate the LLC are called managers.

LLCs are either member managed or manager(s) managed.

  • A member managed LLC is one that is managed by all the members of the LLC, whereas
  • A Manager managed LLC is operated by one or more managers that may or may not be members.
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Frequently Asked Questions

REGISTRATION

A Registered Investment Advisor (RIA) is an advisor or firm engaged in the investment advisory business and registered either with the Securities and Exchange Commission (SEC) or state securities authorities.
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