Kevin is My RIA Lawyer’s lead attorney in the RIA sector with an extensive amount of experience in compliance.
He has wide-ranging career encompassing the financial services industry focusing primarily on mitigating investment advisor’s financial, regulatory, legal risk. Prior to joining My RIALawyer, he served as general counsel and chief compliance officer of a multibillion-dollar institutional investment adviser where he was responsible for the implementation, integrity and on-going testing of the firm’s compliance program.
He makes his home in Lawrence, Kansas and outside of the office he enjoys volunteering for charitable organizations, including the local food bank and Big Brothers & Big Sisters. He is also an active musician.