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PRIVATE FUNDS

Overview

Our experts can support you along the private fund path every step of the way.

We can help establish and register advisers and funds. We can assist with fund and prospectus design, open and closed-end funds, alternatives, ETFs, BDCs, offshore funds, private equity/venture/ESG funds.

We can take care of fund launch paperwork (PPM/LPA), fund complex rationalization: planning and execution/fund restructuring, consolidation and liquidation, and manage fund board calendars, procedures, meeting materials and minutes. We assist with fund distribution matters and marketing materials review.

If you want to learn more about how to get our help, check out our packages below.

Ready to go ahead and set up a consultation? Click here to schedule now.

DOMESTIC FUND PACKAGES

BASIC

  • Complete Custom Drafted PPM (Includes Subscription Agreement and Investor Verification Letter)
  • Preparation of State Notice (Blue Sky) Filings for Up to 10 US States
  • Preparation and Filing of Federal Form D
  • Custom LLC Operating Agreement

UPGRADE

  • Complete Custom Drafted PPM (Includes Subscription Agreement and Investor Verification Letter)
  • Preparation of State Notice (Blue Sky) Filings for Up to 10 US States
  • Preparation and Filing of Federal Form D
  • Custom LLC Operating Agreement
  • Expedited Service – Lightning Fast (start to finish in 30 days) Turnaround

PREMIUM

  • Complete Custom Drafted PPM (Includes Subscription Agreement and Investor Verification Letter)
  • Preparation of State Notice (Blue Sky) Filings for All US States
  • Preparation and Filing of Federal Form D
  • Custom LLC Operating Agreement
  • Expedited Service – Lightning Fast (start to finish in 30 days) Turnaround
  • Preparation of State Notice (Blue Sky) Filings for All US States
  • Federal Offering Compliance Attorney Opinion Letter
  • Designation of Our Law Firm in PPM (Adds Credibility and Comfort for Investors)

Ready to get started? Click here to fill out our Private Fund Questionnaire.

INTERNATIONAL FUND PACKAGE

  • Liaise and supervise local counsel
  • Structure and register foreign management companies and investment vehicles
  • Preparation for foreign market access
  • Representative jurisdictions: Caymans, Ireland, Luxembourg, EU
  • Establish compliance program
  • Structure foreign investments and fund of funds
  • Product exchange listing
  • Manage foreign regulator inquiries and examinations

Ready to get started? Click here to fill out our Private Fund Questionnaire.

SPECIAL FUND LEGAL + ADVISORY WORK

  • Private equity and Venture Capital Investment in existing structures
  • Tax efficient cross border investments/hybrids
  • Co-investment
  • Side letters
  • Sub-advisory, administration, service provider and training negotiations and arrangements
  • Acquisition/financing of structures
  • Seed capital arrangements

Ready to get started? Click here to fill out our Private Fund Questionnaire.

ESTABLISHMENT/MAINTENANCE OF FUND COMPLIANCE PROGRAMS

  • Advisory board creation
  • Best practices fund compliance programs tailored to your business
  • Investment Committee protocol
  • Investment guideline reviews
  • Blue sky filings
  • Monitoring and testing
  • Outsourcing with predictability and relief from fixed cost headcounts
  • Coordinate work of in house and external compliance staff and consultants
  • Vendor/service provider due diligence programs

Ready to get started? Click here to fill out our Private Fund Questionnaire.

REGULATORY INTERFACE

  • Monitoring funds in crisis and wind-down situations
  • Prepare and review responses to regulators
  • Negotiate settlement with regulators
  • Liquidate funds or positions
  • Liaise with monitors and outside counsel
  • Prepare update reports and investor communications

Ready to get started? Click here to fill out our Private Fund Questionnaire.

OTHER WAYS WE CAN HELP

  • Fund compliance
  • Fund/advisor organization and registration assistance
  • Fund launches and liquidations
  • Private label fund planning
  • Fund/corporate secretary/compliance support
  • Rationalization of established fund complexes
  • Navigate federal, state, local/ securities regulation and rules
  • Establish board governance Internal investigations
  • Mock inspections
  • Risk evaluations/protocols
  • Identifying and diligence of transfer agents, specialized fund accountants and administrators
  • Crisis management
  • Fund/advisor bailout situations
  • Subscription document reviews
  • Distribution advisory - "Rules of the Road"

Ready to get started? Click here to fill out our Private Fund Questionnaire.

Ready to get your Time Back? Schedule Your

STRATEGY SESSION

Call Us!

770-462-2118

Email Us!

[email protected]

Visit Us!

400 Galleria Parkway | Suite 1500 | Atlanta, Georgia 30339

BUSINESS HOURS

  • Monday: 9 am to 6 pm EST
  • Tuesday: 9 am to 6 pm EST
  • Wednesday: 9 am to 6 pm EST
  • Thursday: 9 am to 6 pm EST
  • Friday: 9 am to 6 pm EST

PRACTICE AREAS

PRACTICE AREAS

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Requesting a free report or viewing the information available on this website does not create an attorney-client relationship with My RIA Lawyer, Shaver Law Group, LLC or any of its attorneys. To obtain legal advice about your RIA matter, please engage the services of this law firm or another attorney of your choice. To discuss engaging our firm to help you with your RIA matter, please contact the firm by phone or by submitting an email request through this website.

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