RIA Private Funds Lawyer

Providing Peace of Mind to Fund Managers Nationwide

We Help Establish Funds AND Support You Along the Private Fund Path
Every Step of the Way

We routinely establish funds by assisting with fund and prospectus design, and have experience with open and closed-end funds, alternatives, ETFs, BDCs, offshore funds, and, private equity/venture/ESG funds. 

We will take care of fund launch paperwork (PPM, LPA Subscription Documents), fund complex rationalization: planning and execution; fund restructuring, consolidation and liquidation, and manage fund board calendars, procedures, meeting materials and minutes. We assist with fund distribution matters and marketing materials review.

DOMESTIC FUND PACKAGES

      BASIC 

  • Complete Custom Drafted PPM (Includes Subscription Agreement and Investor Verification Letter)
  • Preparation of State Notice (Blue Sky) Filings for Up to 10 US States
  • Preparation and Filing of Federal Form D
  • Custom LLC Operating Agreement

      UPGRADE 

  • Complete Custom Drafted PPM (Includes Subscription Agreement and Investor Verification Letter)
  • Preparation of State Notice (Blue Sky) Filings for Up to 10 US States
  • Preparation and Filing of Federal Form D
  • Custom LLC Operating Agreement
  • Expedited Service – Lightning Fast (start to finish in 30 days) Turnaround

      PREMIUM 

  • Complete Custom Drafted PPM (Includes Subscription Agreement and Investor Verification Letter)
  • Preparation of State Notice (Blue Sky) Filings for Up to 10 US States
  • Preparation and Filing of Federal Form D
  • Custom LLC Operating Agreement
  • Expedited Service – Lightning Fast (start to finish in 30 days) Turnaround
  • Preparation of State Notice (Blue Sky) Filings for All US States
  • Federal Offering Compliance Attorney Opinion Letter
  • Designation of Our Law Firm in PPM (Adds Credibility and Comfort for Investors)

OTHER WAYS WE HELP YOU

  • Fund compliance
  • Fund organization and registration assistance
  • Fund launches and liquidations
  • Private label fund planning
  • Corporate governance and compliance support
  • Navigate federal, state and local securities regulation and rules
  • Subscription document reviews
  • Establish Board governance internal investigations
  • Mock inspections
  • Risk evaluations and protocols
  • Identifying and evaluating diligence of transfer agents, specialized fund accountants and administrators
  • Crisis management
  • Fund bailout situations
  • Distribution advisory – “Rules of the Road”

Ask A Question
Describe Your Situation
Or Request A Consultation

Call (770) 870-1765 or fill out the short form below. We will usually respond within 1 business day but often do so the same day. Don’t hesitate, your questions are welcome. 

*Required Fields

We respect your privacy. The information you provide will be used to answer your question or to schedule an appointment, if requested.

Why Choose My RIA Lawyer For Private Funds?

  • Experts in the Industry – Our experts will support you along the private fund path every step of the way.
  • Confidential Strategy Session – Your phone or online video consultation, we will listen to you and help you determine your next steps.
  • Focused Legal Practice – We offer 3 levels of Domestic Fund Packages and an International Fund Package. As well as Special Fund Legal and Advisory Services and will assist with Establishment and Maintenance of your Fund Compliance Programs and Regulatory Interface.
  • Satisfaction Guarantee – We are guaranteeing your satisfaction or you get your money back.
  • Experienced – My RIA Lawyer has a proven record of establishing and registering advisers and funds. We have assisted with many fund and prospectus designs, opened and closed-end funds, alternatives, ETFs, BDCs, offshore funds, private equity/venture/ESG funds.
  • Highly Responsive – We strive for rapid return calls. No going dark or waiting days to hear back.
  • Proactive Approach – Hiring the right Private Funds Lawyer to protect and support your firm, is an important decision. We offer consultations to walk you through your needs and goals and will map out your plan in an easy-to-understand way. Our personal and professional experience will provide you a plan and peace of mind.
  • Highly Reviewed & Rated – Excellent rating by respected legal website Avvo, awarded by Super Lawyers, 5-Star average review rating on Google. See some of our client reviews below.

Client Reviews– My RIA Lawyer – RIA Private Funds

Actual Words Clients Have Used to Describe Us & Their Experience:

“absolutely amazing”, “expert with compliance”, “gets results”, “genuinely care”, “extremely professional & organized”, “demonstrated expert knowledge” ,” personable staff “, “setting us up for success” “very happy with their services and professionalism”, “very responsive, communicative, and extremely knowledgeable”, “highly recommend their services”, “offers a wealth of knowledge as a business owner”, “conducts herself very professionally”, “recommend her services without reservation”, “jumped in to resolve the issues”, “provided expert legal advice”, “invaluable resource”, “look forward to working together again”, “advice was helpful and thorough”, “work is top notch”, “excellent to work with, very knowledgeable and detail oriented”, “excellent, capable”

Video Answers

Compliance Consulting Service

Compliance Bootcamp

Mock SEC Exam Service

What To Do Now:

Start your fund properly. Get in touch with us to get answers to your questions and get a full analysis of your goals and timeline right away. Why risk your efforts be stalled (or worse) by not consulting an attorney in time. Call us for one-on-one assistance at (770) 870-1765 with your questions, a description of your situation and/or to schedule a consultation. You may also simply fill out the form above on this page. Your form will be directly emailed to our office. You can expect a reply within 1 business day and often within hours the same day. All information is confidential.