Trainings & Events

Over the course of 12 weeks, you’ll receive training on the compliance requirements and regulations governing your RIA business. Each week, login for a 30-45 minute lesson.  Followed by a Q&A session with the boot camp leader and a roundtable discussion with your fellow advisers. Recordings of each weekly call will be made available. You will also be provided form template documents to get your compliance in shape with the most up to date information available.


Registration Deadline: October 1st, 2018


Start Date: October 4th, 2018


When: Thursdays @ 4:00 PM


Cost: $2,500

Compliance Bootcamp Topics Outline