IN THE MEDIA

IN THE MEDIA

Find My RIA Lawyer

IN THE MEDIA

High Velocity Radio

Leila Shaver and Author and Stand-Up Comic Anna Vocino
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Stop Viewing Compliance as Your Business-Prevention Department

Episode 234 – Stop Viewing Compliance as Your Business-Prevention Department –– With Leila Shaver
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Folio Institutional Interview - Part 1

Expert Interviews by Greg Vigrass, President of Folio Institutional
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Folio Institutional Interview - Part 2

Expert Interviews by Greg Vigrass, President of Folio Institutional
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Folio Institutional Interview - Part 3

Expert Interviews by Greg Vigrass, President of Folio Institutional
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What RIAs Need to Know About the New Marketing Rules

With Leila Shaver and Mark Schatzow
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New SEC Rules Allow Financial Advisor Testimonials

US News Article by Kate Stalter: Compliance experts say advisors must proceed with caution.
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How Advisors Can Use Client Testimonials Under New SEC Rule

Advisors can now use client reviews in their marketing, but they should use caution, lawyers say.
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D & I Panel Discussion - Women in Finance

Leila Shaver and others talk on success in the industry and diversity.
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FinancialAdvisors.com Interviews Leila Shaver

Leila discusses what RIA Lawyer focuses on, the SCC Fiscal Year 2020 Report, the change of leadership within the SCC, and the possible changes coming in 2021.
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Experienced and Relevant

SPEAKER + EDUCATOR

for all your events, conferences, webinars, and more..

Are you looking for a speaker who can bring a fresh perspective and add some diversity to your panel? Are you looking for a speaker who can bring charisma and flair to an otherwise dry topic? Are you looking for someone who can lead a panel and ask direct and pointed questions? Are you interesting in someone who can deliver information that is applicable and useful?

We are available to support your virtual events, from educational webinars to podcasts and future in-person engagements as well. We may also be utilized for quotes and statements in publications and articles. We are here to bring more education and application to your events, and want to help in providing knowledge and understanding to the RIA space, regulation, compliance and law.

My RIA Lawyer has been utilized for multiple topics, including but not limited to:

B/D Compliance vs. RIA Compliance + the Overlap
Reasons to engage General Counsel
Diversity in the Financial Industry
RIA Compliance Regulation
Regulatory Trends and Updates
Lessons from Enforcement
10 Stupid Things Your CCO is Doing
“How To” Series
Set up your own RIA
Market your Business in a Manner that is Compliant
Have a sales conversation with a prospective client
Dealing with a Client Complaint
Respond to a Regulatory Inquiry
Entrepreneurship
Women in Financial Services
Navigating Compliance Issues and Technological Advancements
Conducting Due Diligence for Alternatives
And So Much More…

Click here to download Leila’s Bio Page

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MEDIA FORM