IN THE MEDIA
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IN THE MEDIA
Stop Viewing Compliance as Your Business-Prevention Department
Episode 234 – Stop Viewing Compliance as Your Business-Prevention Department –– With Leila Shaver
Folio Institutional Interview - Part 1
Expert Interviews by Greg Vigrass, President of Folio Institutional
Folio Institutional Interview - Part 2
Expert Interviews by Greg Vigrass, President of Folio Institutional
Folio Institutional Interview - Part 3
Expert Interviews by Greg Vigrass, President of Folio Institutional
What RIAs Need to Know About the New Marketing Rules
With Leila Shaver and Mark Schatzow
New SEC Rules Allow Financial Advisor Testimonials
US News Article by Kate Stalter: Compliance experts say advisors must proceed with caution.
How Advisors Can Use Client Testimonials Under New SEC Rule
Advisors can now use client reviews in their marketing, but they should use caution, lawyers say.
D & I Panel Discussion - Women in Finance
Leila Shaver and others talk on success in the industry and diversity.
FinancialAdvisors.com Interviews Leila Shaver
Leila discusses what RIA Lawyer focuses on, the SCC Fiscal Year 2020 Report, the change of leadership within the SCC, and the possible changes coming in 2021.