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Let’s be real. You would rather meet with prospective clients and provide them services than do compliance tasks. Why? Because working with clients MAKES YOU MONEY. Compliance is not a revenue generating activity. BUT, a robust compliance program can SAVE you money. Of course, you can’t see and feel the savings in your bank account everyday. You really only feel the pain of not investing in your compliance program when you have to pay a hefty
fine. So why spend the time on it?
Why not hand of the work to a bunch of lawyers who are compliance nerds and are long-time practitioners in the RIA field? As a matter of fact, why not hand off the work to the ONLY law firm SOLELY focused on the RIA space?
Before you hire anyone to handle your compliance and legal matters, you need to read our FREE report to understand the Top 25 Mistakes non-attorney service providers make that could cause you HUGE fines.
Requesting a free report or viewing the information available on this website does not create an attorney-client relationship with My RIA Lawyer, Shaver Law Group, LLC or any of its attorneys. To obtain legal advice about your RIA matter, please engage the services of this law firm or another attorney of your choice. To discuss engaging our firm to help you with your RIA matter, please contact the firm by phone or by submitting an email request through this website.