Services

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MY RIA LAWYER

ARBITRATION

ARBITRATION

CFO SERVICES

CFO SERVICES

COMPLIANCE

COMPLIANCE

EXPUNGEMENT

EXPUNGEMENT

GENERAL COUNSEL

GENERAL COUNSEL

MOCK EXAMINATION

MOCK EXAMINATION

NFA & CFTC SERVICES

NFA & CFTC SERVICES

REGULATORY DEFENSE

REGULATORY DEFENSE

RIA REGISTRATION

RIA REGISTRATION

Bringing a Fresh Perspective to the Table

SPEAKING ENGAGEMENTS

Are you looking for a speaker who can bring a fresh perspective and add some diversity to your panel? Are you looking for a speaker who can bring charisma and flair to an otherwise dry topic? Are you looking for someone who can lead a panel and ask direct and pointed questions?
Leila Shaver can Speak on a Variety of Topics, Including:
  • Regulatory Trends and Updates
  • Lessons from Enforcement
  • 10 Stupid Things Your CCO is Doing
  • “How To” Series
  • Set up your own RIA
  • Market your Business in a Manner that is Compliant
  • Have a sales conversation with a prospective client
  • Deal with a Client Complaint
  • Respond to a Regulatory Inquiry
  • Entrepreneurship
  • Women in Financial Services
  • Navigating Compliance Issues and Technological Advancements
  • Conducting Due Diligence for Alternatives
  • And So Much More…

Check This Out

EXPERT INTERVIEW SERIES

Compliance & The Internet Age: 3-Part Series

PART I

Understanding Advertising,
Fees, and Suitability
Requirements

PART II

Regulators and Compliance
Consultants

PART III

Social Media and Digital
Marketing Guidelines