RIA Compliance

Your RIA Compliance and Legal Solution Starts Here


Tailor-made Nationwide Service

Our Team

Former Litigators, Regulators, & In-House Counsel


Compliance & Legal Services


75+ Years of Combined Experience

Our Practice Areas

General Counsel

Every decision you make will have an impact on your RIA. You are likely locked into the financial impact…

Regulatory Defense

Sometimes, it starts innocently enough. They are investigating another firm and they heard that you sold some of the other firm’s product
to your clients…


Your primary focus in business is serving your clients while creating the lifestyle of your dreams. Thus, you spend most of your time and energy on revenue-making…

We are the Answer to All your Questions.

We are My RIA Lawyer

“In life, it’s not that we don’t have enough time; it’s that we lose so much of it. We waste time on things that can be outsourced instead of spending time on things and people we love. I’d rather pay someone to clean my house and take that time to spend with my children. Our clients are happier letting us ‘clean house’ while they work with their clients. In the end, they have more satisfaction in their businesses and they’re happier overall.”

- Leila Shaver, Founder

legal and compliance Services


My RIA Lawyer is the premier provider of legal and compliance services to financial professionals that help ensure you and your team remain compliant with all applicable laws and regulations. Proudly headquartered in Atlanta, we serve clients in all 50 states. Our team has more than 75 years of combined experience and can use that knowledge to help protect you and your clients. We offer a variety of options for our clients, including general securities, broker dealer, and RIA services. Our one-two punch of legal and compliance teams allows us to provide complete coverage. For more information on any of our RIA or BD services, give the professionals at My RIA Lawyer a call today!

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