Are you a financial professional struggling to keep up with the ever-changing rules and regulations? We understand the sleepless nights spent worrying about potential compliance pitfalls. Our team helps you unravel these complexities, providing clear pathways to ensure your business operates without legal hiccups.
With My RIA Lawyer, you’re not just gaining legal insights but forming a strategic alliance. As a leading legal and compliance powerhouse, we focus on safeguarding financial firms, ensuring their operations align seamlessly with the ever-evolving legal landscape.
Our seasoned team empowers you to confidently manage compliance challenges. This is more than dodging penalties; it’s about thriving in an industry that never stands still. Whether you’re a Registered Investment Advisor, Broker-Dealer, or Alternative Investment Advisor, our tailored services cater to your unique needs.
As the financial industry changes, so do we. We understand that financial professionals today need diverse solutions to meet their entrepreneurial goals. Our services offer legal, compliance, and operations consulting in one place, making managing your journey to success that much easier.
and help them understand what it is they actually need to be asking for.
We are the answer to All Your Questions.
“In life, it’s not that we don’t have enough time; it’s that we lose so much of it. We waste time on things that can be outsourced instead of spending time on things and people we love. I’d rather pay someone to clean my house and take that time to spend with my children. Our clients are happier letting us ‘clean house’ while they work with their clients. In the end, they have more satisfaction in their businesses and they’re happier overall.”
— Leila Shaver Founder
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Jill Veenstra
Director of Compliance
Amber Davis
Compliance Analyst
Micaela Michael
Compliance Analyst
Nicole Barfield
Compliance Analyst
Kristin Prieur
Compliance Manager