DOING NOTHING,
CHANGES NOTHING.
Your RIA Compliance and Legal Solution Starts Here
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Qualified Lawyers
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Trusted Clients
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Successful Cases
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Years Combined Experience
We are the Answer to All your Questions. We are
MY RIA LAWYER
“In life, it’s not that we don’t have enough time; it’s that we lose so much
of it. We waste time on things that can be outsourced instead of
spending time on things and people we love. I’d rather pay someone to
to clean my house and take that time to spend with my children. Our
clients are happier letting us ‘clean house’ while they work with their
clients. In the end, they have more satisfaction in their businesses and
they’re happier overall.”
– LEILA SHAVER, Founder
WE ARE HERE
TO PROVIDE LEGAL GUIDANCE
When it comes to dealing with the regulators, let us be the expert.
MISSION
Our MISSION is to help you, a firm or solo advisor,
navigate the legal complexities of the RIA world.
VISION
Our VISION is to see advisers fulfilling their purpose
in life without the stress of managing regulations
and the worry that their livelihood will be taken
away.
PURPOSE
Our PURPOSE is to help you, a firm or solo adviser, focus on what you are best at; serving your clients.
PROMISE
Our PROMISE to you is that we will affirm your
strengths and defend your weaknesses while
providing a service like no other.
We are the Answer to All your Questions. We are
MY RIA LAWYER
GENERAL COUNSEL
GENERAL COUNSEL
ARBITRATION
ARBITRATION
COMPLIANCE
COMPLIANCE
EXPUNGEMENTS
EXPUNGEMENT
All About Us
TESTIMONIALS + NEWS
See what our clients say about us. We have been known for delivering on what we promise, aiming to bring favorable results for our clients, as soon as possible.
Leila is a thorough and detail oriented practitioner that still has an ease about her that makes her great to deal with. You can really tell her passion lies with securities and I endorse this lawyer.
Joshua NelsonAttorney at Nelson Elder Care Law
I did a free consultation with Leila regarding business strategy. Her advice was helpful and thorough in reviewing my situation.
Arielle MinicozziFinancial Planner at Sphynx Financial Planning
She has made herself available at every turn to offer equally helpful counsel. What’s more, if a need of ours was outside her purview, she referred us to the right professionals who could help. Leila is as personable, professional, responsive, and caring as anyone with whom I’ve worked. I dare say, she’s the ideal compliance pro to have in one’s corner.
Jon C. GoodmanCPWA® Principal, Certified Private Wealth Advisor®
Leila Shaver is an excellent Attorney. She offers tremendous insight into the areas of regulatory compliance that impacts my business on a daily basis. Our firm has been strengthened by hiring Leila to serve our legal and investment compliance needs!
Martin A. SmithFounder of Wealthcare Financial Group, Inc.
I worked with Leila as outside counsel to the company she worked in as corporate counsel. She was excellent to work with, very knowledgeable and detail oriented. I enjoyed working with Leila. She is an excellent, capable attorney.
Scott ShermanPartner at Nelson Mullins
Leila is smart, thorough, and very personable. She excels at making sure her clients are happy and well taken care of. I recommend her highly!
Kristi BodinOwner of Kristi A. Bodin, Esq.
In 2017, after being in business for eleven years, I was audited by the state.Leila was a big help in responding to the audit and helping to calm my nerves. After receiving the audit deficiency report, she jumped in to resolve the issues and negotiated with the state for a settlement. My RIA Lawyer is now my compliance consultant.
Phillip StatlerPresident of Statler Financial Services, Inc.
Leila is thorough and prompt. She went out of her to get it done ASAP. Working with Leila took a load off me! She said from Day 1 we will get it handled and she sure did! I was able to cut ties with a prior adviser and pay with lump sum saving almost $200k.
Lindsey ChrystanOwner of Success Financial Group, LLC.
Leila is an expert with compliance but she also offers a wealth of knowledge as a business owner. We discussed everything including compliance, marketing, business partnerships, and more.
Angela MooreCertified Financial Planner™
Always professional and usually replies with a response within a day. Her work is top notch. I never faced any mistakes or needed to backtrack when working with Leila on lengthy legal material. This was very helpful of course. Sometimes working with lawyers can be a drag. Not with Leila!
Stephen FaulknerManager & Founder of Altivolus Capital
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