RIA Compliance
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Nationwide

Tailor-made Nationwide Service

Our Team

Former Litigators, Regulators, & In-House Counsel

Expertise

Compliance & Legal Services

Experience

75+ Years of Combined Experience

Our Practice Areas

General Counsel

Every decision you make will have an impact on your RIA. You are likely locked into the financial impact…

Regulatory Defense

Sometimes, it starts innocently enough. They are investigating another firm and they heard that you sold some of the other firm’s product
to your clients…

Compliance

Your primary focus in business is serving your clients while creating the lifestyle of your dreams. Thus, you spend most of your time and energy on revenue-making…

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Doing Nothing, Changes Nothing. Click to Call (770) 462-2118

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We are My RIA Lawyer

“In life, it’s not that we don’t have enough time; it’s that we lose so much of it. We waste time on things that can be outsourced instead of spending time on things and people we love. I’d rather pay someone to clean my house and take that time to spend with my children. Our clients are happier letting us ‘clean house’ while they work with their clients. In the end, they have more satisfaction in their businesses and they’re happier overall.”

- Leila Shaver, Founder

legal and compliance Services

 

My RIA Lawyer is the premier provider of legal and compliance services to financial professionals that help ensure you and your team remain compliant with all applicable laws and regulations. Proudly headquartered in Atlanta, we serve clients in all 50 states. Our team has more than 75 years of combined experience and can use that knowledge to help protect you and your clients. We offer a variety of options for our clients, including general securities, broker dealer, and RIA services. Our one-two punch of legal and compliance teams allows us to provide complete coverage. For more information on any of our RIA or BD services, give the professionals at My RIA Lawyer a call today!

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Real Clients, Real Testimonials

Making the jump to start your own firm is a big decision. Its stressful, hard work, and you have to learn a ton. This why I decided to hire a professional team to help establish my RIA the right way the first time. My RIA Lawyer's team is absolutely amazing. They have demonstrated expert knowledge, personable staff, and they have shown us how much they genuinely care about setting us up for success by giving us the tools we need to help others. Thank you Leila and Liz for all of your hard work!
Eric Gomez
The attorneys at My RIA Lawyer are always extremely attentive, responsive and competent. We look forward to expanding our relationship, as we continue to grow.
Chad Meyer
I Highly Recommend this firm
Bill Washburn
Working with Leila and her team made the registration process easy, streamlined, and thorough. They were great to work with and I highly recommend them.
Bill Winchester
In 2017, after being in business for eleven year, I was audited by the state. I had a compliance consultant from the start that filed all my regulatory filing. He had even done a mock audit, showing for the most part everything was good, however when I informed him I was being audited he offered no assistance or help. The audit was overwhelming. That is when I reached out to Leila. She was a big help in responding to the audit and helping to calm my nerves. After receiving the audit deficiency report she jumped in to resolve the issues and negotiated with the state for a settlement. I would hire Leila and her team for audit issues again and she is now my compliance consultant.
Phillip Statler
Had a great experience with Leila Shaver and her firm. She is easy to talk with about issues that need legal attention, conducts herself very professionally and most important, gets results. I would recommend her services without reservation!
Bill McDonald
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At My RIA Lawyer, We Focus On Areas Of Practice Including C-suite Services, Expungements, Mock Examinations, Private Funds, Regulatory Defense, And RIA Registration.

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