Compliance question (email/call)
0.25–0.5 hours
CCO On Call gives your firm direct access to experienced compliance professionals and securities attorneys — 15 billable hours per month at locked rates, used on your terms.
15 Billable Hours/Month at Locked Rates
Securities Attorneys + Compliance Professionals
No Long-Term Contracts Required
Built for RIAs with $100M–$500M AUM
How It Works
CCO On Call is a monthly retainer — not a project engagement, not an hourly consulting arrangement. Each month, your firm receives 15 billable hours of compliance support from securities attorneys and experienced compliance professionals, billed at a rate locked in at the time you enroll.
There are no minimum tasks required, no scope restrictions, and no per-question charges. Use your hours for consultations, document reviews, policy updates, exam preparation, marketing review, or strategic guidance — in whatever combination fits your firm’s needs that month.
15 hours per month handles most ongoing compliance tasks for firms in the $100M–$500M range. And as your needs grow, the path to OCD or OCCO is seamless.
If this sounds like your situation, CCO On Call is the perfect fit.
Predictable. Transparent. Flexible.
Hours are tracked and reported monthly so you always know exactly how your time was used. Unused hours roll over (up to 5 hours per month). If your firm needs additional hours beyond 15 in a given month, they’re available at your locked rate.
CCO On Call operates on a monthly subscription with standard notice for cancellation. No multi-year contracts. Most clients begin with CCO On Call and upgrade to OCD or OCCO as their firm scales — with the same team, no transition friction.
Your 15 monthly hours can be directed toward any compliance matter where your firm needs professional guidance, document review, or regulatory interpretation.
Compliance question (email/call)
1–2 hours
2–4 hours
Advertising/marketing review
2–3 hours
Exam preparation session
2–3 hours
Strategic compliance planning call
1–2 hours
Total: 15 hours
CCO On Call operates on a monthly subscription with reasonable notice for cancellation (typically 30 days). We don't lock you into multi-year contracts because we're confident in the value we provide.
Not because you're trapped in a contract
Grow to OCD or OCCO as your needs evolve
If you hire in-house or your needs change
CCO On Call is designed for registered investment advisers managing $100M to $500M in assets — firms where compliance is handled internally but professional guidance and independent review are needed on a regular basis.
CCO managing day-to-day compliance and needing attorney-backed guidance and a second set of eyes on key decisions
Owner or COO handling compliance alongside core responsibilities, needing a reliable professional resource to consult.
Firms in the $100M–$500M range establishing compliance infrastructure and needing expert input as they build.
RIAs preparing for a first SEC exam or responding to a recent exam, needing focused preparation support.
We specialize in working with growing RIAs at every stage. Whether you're at $100M building your compliance program or approaching $500M, we understand your needs.
● Building compliance infrastructure from scratch ●Balancing growth with regulatory obligations ●Preparing for your first SEC examination ●Transitioning from DIY to professional compliance
Your hourly rate is locked in when you sign up. No rate increases unless you choose to upgrade as your firm grows.
● 15 billable hours per month at your locked rate ●Transparent time tracking ●Monthly reports showing exactly how hours were used ●No surprise bills or rate creep
When you work with My RIA Lawyer, you're not just getting compliance consultants—you're getting securities attorneys.
● Attorney-client privilege protects all communications ●Legal expertise on complex regulatory matters ●Contract reviews by licensed attorneys ●Regulatory defense capabilities if needed
Start with CCO On Call and upgrade to OCD or OCCO as your firm scales. We make the transition seamless.
● You're not switching providers as you grow ● Your compliance manager already knows your firm ● No learning curve or knowledge loss ● Continuity through every growth stage
Most compliance relationships start as a question.
CCO On Call gives your firm a reliable, attorney-backed place to ask it — and a team that already understands the answer.
We strive to respond to all CCO On Call inquiries within 1 business day. For urgent matters, we’ll prioritize accordingly. Keep in mind that response time counts toward your monthly hours, but we’re efficient—most email questions take only 0.25–0.5 hours.
Great problem to have! When you consistently need more than 15 hours per month, it’s often a sign you’re ready for OCD or OCCO services. We’ll proactively discuss upgrading when:
The transition is seamless—your existing relationship with our team continues.
Absolutely! Many firms use CCO On Call for:
We’re happy to complement your existing resources
Hours are tracked in 15-minute increments. You receive monthly time reports showing exactly how your hours were used. Unused hours roll over to the next month (up to 5 hours/month). Additional hours beyond 15/month are available at your locked hourly rate.
We’re securities attorneys, not just consultants. This means attorney-client privilege protects all our communications, you get legal expertise on complex regulatory matters, and we can provide regulatory defense if needed. Plus, we offer locked-in rates with no surprises and a clear upgrade path as your firm grows.
No. CCO On Call operates on a monthly subscription with reasonable notice for cancellation (typically 30 days). We don’t lock you into multi-year contracts because we’re confident in the value we provide. You can upgrade to OCD or OCCO anytime, or cancel if you hire in-house.
Schedule a consultation to discuss your firm’s compliance structure and whether CCO On Call is the right fit.