RIA Attorneys

Whether you’re a breakaway advisor, an existing RIA, a hybrid RIA, or a new RIA, you have one goal – to grow your business – whatever that means to you.

Few RIA owners have the time or the expertise to keep track of constantly changing SEC and State regulations.  Most RIA owners don’t know all the rules and regulations they need to comply with, nor whether their program would pass regulatory scrutiny.  This means many owners are left nervous, anxious, and worried about what is going to happen during their next exam. Our team of My RIA Lawyer attorneys and compliance staff consists of securities lawyers and compliance professionals ready to provide integrated compliance and legal support, allowing you to experience peace of mind and confidence going into your next regulatory exam.

We are securities attorneys that specialize in a broad range of legal and compliance services to address various regulatory issues facing financial services professionals and firms. We know only too well what best practices would keep regulators happy and keep the auditors away.

Our custom entity formation, registration, and ongoing compliance services provide a turnkey solution for your RIA firm to catapult into a fully operational business. Our RIA advisors regularly monitor, review, and document your firm’s activities and developments, so you can consistently demonstrate a culture of compliance and focus on building your practice.

Not your daddy's law firm

How we're different

We take a no-nonsense approach to solving your problems. Forget about one-size-fits-all solutions; we roll up our sleeves and craft strategies that fit your financial business like a glove. We’re not just lawyers – we’re compliance partners, financial enthusiasts, and problem solvers.

We get it – you need answers, and you need them now. That’s where we come in, offering a blend of big-firm resources with the kind of personal attention you’d expect from a smaller one.

But what really sets us apart? We’re all about your success. Compliance is just the start; we’re here to help you thrive. We know the ins and outs of the financial world, and we’re not afraid to think outside the box to help you reach your goals while playing by the rules.

Doing Nothing, Changes Nothing. Click to Call

(770) 462-2118

Trusted RIA Compliance Guidance

Four Reasons to Hire a Law Firm Instead of a Compliance Firm

and help them understand what it is they actually need to be asking for.

We are the answer to All Your Questions.

We Are
My RIA Lawyer

“In life, it’s not that we don’t have enough time; it’s that we lose so much of it. We waste time on things that can be outsourced instead of spending time on things and people we love. I’d rather pay someone to clean my house and take that time to spend with my children. Our clients are happier letting us ‘clean house’ while they work with their clients. In the end, they have more satisfaction in their businesses and they’re happier overall.”

— Leila Shaver Founder

Questions or Schedule an Appointment? Click to Call

(770) 462-2118