Christopher A. DiTata is a seasoned compliance attorney with deep expertise in financial services regulation, RegTech, and corporate governance. At My RIA Lawyer, he advises financial services firms on complex compliance matters, including fiduciary duty, conflicts of interest, cybersecurity, regulatory filings, and examinations. Christopher works closely with clients to develop practical, risk-aware solutions that align with evolving SEC and state regulatory frameworks.
Prior to joining My RIA Lawyer, Christopher served as Executive Vice President of Compliance at COMPLY, where he led a global team of more than 30 professionals providing regulatory and compliance services to financial firms. He also helped shape the firm’s SaaS compliance platform, driving innovation, automation, and operational efficiency across multiple business lines.
Earlier in his career, Christopher was General Counsel and Senior Vice President at RIA in a Box, where he guided the company’s transformation from a consulting firm to a leading RegTech SaaS provider. His leadership contributed to two successful acquisitions, and he played a central role in developing software and compliance solutions that served thousands of advisory firms.
Christopher began his legal career as an associate at Goodwin Procter and Babchik & Young, where he focused on securities law, private equity, and insurance litigation.
He earned his Juris Doctor from New York University School of Law, concentrating in Business Law, and his Bachelor of Arts in Economics from the University of Pennsylvania.
