Whether you are fighting your former employee over a promissory note or a former client over investments in their portfolio, our team of experienced attorneys are here to fight back. The arbitration process can be a long and burdensome process with multiple prehearing conferences, discovery requests, and motions. Our attorneys have experience fighting for financial advisers and getting results, including FINRA, AAA, JAMA, and other arbitration forums.
Our attorneys have defended hundreds of arbitrations initiated by customers and have successfully protected advisers and their firms from bogus claims. Here are some of the claims made by investors that we defend: