Compliance deserves a team of experts fully dedicated to the task. We are ready, if you are. Fill out the Compliance Consulting Questionnaire now.
You don’t want to spend a ton of money on non-revenue generating tasks. Do you even realize how much money you could LOSE if you don’t have the right person doing your compliance though?
CLICK HERE to find out how much money it is costing you by watching our series,
“The 10 STUPID things your CCO is doing!”
But before you hire anyone, even us, be sure to read our FREE report “Top 25 mistakes non-attorney service providers make that could cause you HUGE fines“.
As your firm grows, so does the burden of your compliance responsibility. You could begin to hire compliance staff in house, train them, pay salaries, deal with turnover and maintain oversight or hand the responsibility over to us.
Requesting a free report or viewing the information available on this website does not create an attorney-client relationship with My RIA Lawyer, Shaver Law Group, LLC or any of its attorneys. To obtain legal advice about your RIA matter, please engage the services of this law firm or another attorney of your choice. To discuss engaging our firm to help you with your RIA matter, please contact the firm by phone or by submitting an email request through this website.