Compliance Nerd Videos
Keeping up with RIA compliance can be a never-ending task. Our compliance nerd, Leila Shaver, shares insights and advice in a series of informative videos. From breaking down the latest regulatory changes to providing practical tips for streamlining your firm’s compliance processes, our video library is your go-to resource for staying ahead of the curve.
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Want Unlimited Access To Your Attorney?? // #myrialawyer
Your General Counsel Is.... GeNeRaL// #myrialawyer
Does Your Attorney Make You Want To Go To Sleep?? // #myrialawyer
You Are Probably Losing Advisors!! // #myrialawyer
Have You Gotten A Call From The FBI?? // #myrialawyer
Can You Help?? // #myrialawyer
Running Through Consultants Like Girlfriends??? // #myrialawyer
Don't Hire An Air Head!! // #myrialawyer
Our General Counsel Services // #myrialawyer
Our Compliance Services // #myrialawyer
The SEC's Examinations Focus for 2024 // #myrialawyer
10 Things YOU NEED TO BE WORRIED ABOUT After the SEC Released Its ENFORCEMENT Report// #myrialawyer
Challenges RIAs Face// #myrialawyer
Proof I am a nerd! // #myrialawyer
What RIAs should be asking their attorneys // #myrialawyer
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