Compliance Nerd Videos
Keeping up with RIA compliance can be a never-ending task. Our compliance nerd, Leila Shaver, shares insights and advice in a series of informative videos. From breaking down the latest regulatory changes to providing practical tips for streamlining your firm’s compliance processes, our video library is your go-to resource for staying ahead of the curve.
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(Part 1) Are You Guys Getting It?? SEC Fiscal Year End Report// #myrialawyer

Do You Have A Culture Of Compliance?? // #myrialawyer

What Is Your Business Valued At?? // #myrialawyer

How Are Your Clients Taken Care Of?? // #myrialawyer

(Part 2) Exiting Your Business?// #myrialawyer

Coffee!! SEC Charges!! Violations!!// #myrialawyer

Enroll in Compliance-University TODAY // #myrialawyer

What's Your Plan?? // #myrialawyer

(Part 1) Exiting Your Business? // #myrialawyer

It's Simple - Make A Plan // #myrialawyer

Are You Prepared For 2025? // #myrialawyer

Q&A What If My Client Uses Not Approved Channels For Communication? // #myrialawyer

Q&A What Does The SEC Say About Marketing? // #myrialawyer

Q&A How Do I Stay Compliant On Social Media? // #myrialawyer

Q&A Am I Liable For What's Posted Online?? // #myrialawyer
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