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Is Your Cybersecurity Program Air Tight? | Atlanta, Ga 30339

Is your Cybersecurity Program Air Tight?

On January 27th 2020 the Securities and Exchange Commission’s Office of Compliance Inspections and Examinations (OCIE) issued examination observations related to cybersecurity and operational resiliency

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Latest 9 broad areas as they scrutinize a firm’s annual Compliance Review

Annual Compliance Reviews

Can you believe it?  It’s the last quarter of the year.  That means it’s time to look back and conduct an annual compliance review. What

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