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What You Didn’t Know About Making Recommendations | Atlanta, GA 30339

What You DIDN’T Know About Making Recommendations

Did you know that as of July 2019, the SEC has adopted Regulation Best Interest (Reg BI)? This new...

Are generational differences impacting your business?

Are generational differences impacting your business? Are you communicating effectively?

Not sure how to communicate with your younger coworkers or clients? Looking to attract new clients...

Learn what advisers wish they knew before engaging with the SEC. Equip yourself with crucial knowledge.

7 things advisers wish they knew BEFORE they decided to deal with the SEC

Have you been contacted by the SEC? Have you hired legal counsel to represent you? If not, one...

Cybersecurity: Are You Protected? | Atlanta RIA Defense Attorney

Cybersecurity: Are You Protected?

CYBERSECURITY-QUESTIONNAIRE-1-1 Understanding Cyber Insurance Guest Blog Post by Linda M. Vecoli...

conflict resolution

Does the word “no” scare you? Are your sales conversations failing? Are your conversion rates low?

Have you been taught to ask questions that will lead a potential client to say “yes”?...

Are you worried about being sued for wrongful termination?

Employee Termination Practices: Minimizing Legal Risks and Ensuring Compliance

Employee termination can be a challenging and legally sensitive process for any organization. The...

5 Obstacles Advisers Are Facing in 2019 - My RIA Lawyer Blog

Navigating Challenges and Maximizing Opportunities for Financial Advisers in 2024

As we enter 2024, financial advisers face unique challenges in an ever-evolving industry. Adapting...

Leila Shaver, Attorney & Founder of My RIA Lawyer

What the hell did I get myself in to?!

Today, we’re mixing it up on the blog. We typically share tips and helpful information for...

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Acquiring new clients and communicating effectively with clients can be one of your biggest...